FTP Control and Data Connections

FTP uses two TCP connections to communicate between the client and the server. These connections are called the control connection and the data transfer connection. Connections can be ready in one of two states: passive open (waiting for a transmission) or active open (initiating the transmission).

The control connection starts the communication between the FTP client and the FTP server. The control connection is maintained for the duration of the FTP session. The control connection uses port 21 on the server and an open port that is greater than 1023 on the client.

The control connection is managed by a set of programs called the server Protocol Interpreter (server-PI) and the user Protocol Interpreter (user-PI).

The server-PI maintains a passive open state at port 21 waiting for the arrival of an FTP connection request from a client. When a request arrives, the server-PI establishes a control communication connection, receives standard FTP commands from the user-PI, sends replies, and governs the server Data Transfer Process (server-DTP).

The user-PI initiates the control connection (active open) from its TCP port to the server-PI, initiates FTP commands, and governs the user Data Transfer Process (user-DTP).

The data transfer connection exists only when there is data to be transferred between the client and the server. The data transfer connection closes each time a data transfer is completed. The control connection remains open.

Because of this, a new client data port must be opened each time a new data transfer begins. The server data port is always 20.

The data transfer connection is managed by a set of programs called the server Data Transfer Process (server-DTP) and the user Data Transfer Process (user-DTP). The server-DTP establishes the data connection (active open) with the user-DTP, sets up the parameters for transfer and storage, and transfers data on command from the server-PI. The user-DTP waits at its FTP port (passive open) for a connection from the server-DTP.